Broker-Dealer Services
All Broker-Dealer services are exclusively provided by Excel Partners’ subsidiary, EP Securities LLC, a registered FINRA/SIPC member.

Business Continuity Plan
EP Securities LLC has developed and implemented a Business Continuity Plan (“BCP”) for its business. We have created a network of secondary business sites as backups to our normal business locations. Our goal is to ensure continuous business operations and service to our clients with the least possible impact in the event of any type of emergency, business disruption or other unforeseen circumstances. If you would like to receive a copy of our BCP, please send an email to info@excelptrs.com or call (212) 297-1724.

Electronic Communication/Links
Any unprotected e-mail communication over the Internet is not confidential, subject to possible interception or loss, and is also subject to possible alteration. EP Securities LLC is not responsible for and will not be liable to you or any one else for any damages in connection with an e-mail sent by you to EP Securities LLC, its affiliates, officers, directors or employees whether or not the e-mail was sent at your request. EP Securities LLC reserves the right to monitor electronic communications (subject to and in accordance with local laws). Should the viewer leave this site via a link contained herein, and view content that is not provided by EP Securities LLC, the viewer does so at its own risk. The content to which you link will not have been developed, checked for accuracy, or otherwise reviewed by EP Securities LLC. EP Securities LLC is not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. EP Securities LLC makes no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party, including, without limitation, the accuracy, subject matter, quality or timeliness of any electronic content.

EP Securities LLC does not warrant the accuracy of the materials provided herein, either expressly or impliedly, for any particular purpose and expressly disclaims any warranties of merchantability or fitness for a particular purpose. EP Securities LLC will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site. Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, EP Securities LLC cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose. Neither EP Securities LLC nor any of its affiliates, directors, officers or employees, nor any third party vendor will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of EP Securities LLC or of any vendor providing software or services support. In no event will EP Securities LLC, its affiliates or any such parties be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if EP Securities LLC or any other party have been advised of the possibility thereof.

If you download any information or software from this site, you agree that you will not copy it or remove or obscure any copyright or other notices or legends contained in any such information.

The information provided on these pages is subject to change.